Investment Advisory Services through Westminster Financial, LLC. A Registered Investment Advisory Firm.
Code of Professional Responsibility
Each professional investment consultant shall:
1. Serve the financial interests of clients. All recommendations to
clients and decisions on behalf of clients shall be solely in the
interest of the clients.
2. Disclose fully to clients services provided and compensation received.
All financial relationships, direct or indirect, between consultants
and investment managers, plan officials, beneficiaries, sponsors or
others shall be fully disclosed.
3. Provide to clients all requested information as well as other
information they may need to make informed decisions. All clients
inquiries shall be answered promptly, completely, and truthfully.
4. Maintain the confidentiality of all information entrusted by the client,
to the fullest extent permitted by law.
5. Comply fully with all statutory and regulatory
requirements affecting the delivery of consulting
services to clients.
6. Endeavor to establish and maintain excellence in all
aspects of investment management consulting (or all
aspects of financial services to clients).
7. Maintain the highest standard of personal conduct.
eth*ics(eth' iks),
n.pl.
the study of standards of conduct and moral judgement.
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